Insights

Perspectives on regulatory reporting.

Notes on CFTC and SEC enforcement trends, swap data reporting requirements, and what we're seeing across client remediation work.

August 6, 2026

Why Proactive Remediation Beats Waiting to Be Caught

CFTC and SEC enforcement priorities have shifted toward fraud and investor harm — but firms that self-identify and remediate reporting gaps are still treated far more favorably than those that wait to be caught.

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