Regulatory Reporting & Compliance Advisory
Regulatory reporting expertise across derivatives, securities, private funds, and digital assets.
Concyrge helps hedge funds, banks, broker-dealers, law firms, and boutique firms identify and remediate reporting gaps across CFTC and SEC regulatory regimes — from swap data reporting and Regulation SBSR to CAT, TRACE, futures position reporting, private fund filings, and the fast-evolving digital asset and event contract (prediction market) landscape.
Regulators increasingly reward firms that self-identify and remediate reporting gaps before they become enforcement matters. Concyrge helps clients get ahead of that curve.
Why Concyrge
Flexible engagement terms.
Unlike typical advisory engagements that require 6–12 month commitments, Concyrge offers one-month contract terms — giving clients the ability to scope a targeted engagement, see results quickly, and extend only if it makes sense for them.
Typical advisory engagements
6–12 months
Long lock-ins before you see meaningful findings, let alone a remediated program.
Concyrge contract terms
1-month terms
Scope a targeted engagement, see results fast, and extend only if it makes sense for you.
Services
Regulatory reporting advisory, by asset class.
Concyrge covers reporting and disclosure obligations across six regulatory domains. Select an area below for the specific regulations and forms we work with.
Derivatives
CFTC swap data reporting (Parts 43, 45, 46) and SEC Regulation SBSR across all five asset classes, plus Swap Dealer / MSP registration and de minimis analysis.
Learn more →Equities / Options
CAT, FINRA TRF/ADF, ORF, short interest, and short sale disclosure reporting for broker-dealers and trading firms.
Learn more →Fixed Income
TRACE, MSRB RTRS, and securities lending transparency reporting across corporate and municipal debt.
Learn more →Futures / Commodities
CFTC Part 17, 18, and 19 large trader and position reporting for reporting markets, FCMs, and clearing members.
Learn more →Private Funds / Investment Management
Form PF, Form 13F, and Form N-PORT reporting for private fund advisers and registered investment managers.
Learn more →Digital Assets & Prediction Markets
CFTC Parts 43/45 reporting for digital commodity derivatives, event contract / prediction market reporting review, and digital asset trade data gap analysis.
Learn more →
Who We Serve
Built for reporting entities of every size.
Hedge Funds
Reporting-party obligations across swap and security-based swap activity, from onboarding through ongoing data quality assurance.
Banks
Complex, high-volume reporting environments spanning multiple asset classes, execution venues, and SDR relationships.
Law Firms
Technical and data-driven subject-matter support for CFTC/SEC regulatory reporting matters — including trade data analysis, reporting violation assessment, enforcement inquiry response, and expert consulting support for litigation and regulatory defense engagements.
Boutique Advisory & Compliance Firms
Right-sized reporting infrastructure and compliance support for smaller reporting entities without an in-house regulatory reporting function.
Facing a reporting gap, an upcoming exam, or an enforcement remediation deadline?
Concyrge offers flexible, one-month engagements to get you accurate, audit-ready answers — fast.
Contact
Request a consultation.
Tell us about your reporting obligations, an upcoming remediation effort, or an area where you need an independent assessment. Reach out directly and we'll follow up to schedule a call.
Offices
New York
260 Madison Ave, Fl 8
New York, NY 10016
Chicago
401 N Michigan Ave, Suite 1200
Chicago, IL 60611