Services · Fixed Income

Fixed Income

Fixed income and securities lending reporting spans corporate and municipal debt markets as well as the newly mandated securities lending transparency regime. Concyrge supports TRACE and MSRB RTRS reporting reviews for bond trading desks, and helps firms build out compliant reporting workflows ahead of the SEC's Rule 10c-1a securities lending disclosure requirements, now implemented through FINRA's SLATE system.

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Regulations & Forms We Cover

FINRA TRACE

Trade Reporting and Compliance Engine

MSRB RTRS

Real-Time Transaction Reporting System

FINRA SLATE / SEC Rule 10c-1a

Securities Lending Transparency Reporting

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Facing a reporting gap, an upcoming exam, or an enforcement remediation deadline?

Concyrge offers flexible, one-month engagements to get you accurate, audit-ready answers — fast.

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